The Financial Professionals Coalition Needs Executive Recruiters

December 7, 2023

From the desk of Stephen Kohn, Founder and Chair of Financial Professionals Coalition (  and a 25-year veteran owner of a FINRA broker-dealer, a, former member of FINRA’s National Adjudicatory Council and a Former Governor on FINRA’s Board.

The Financial Professionals Coalition, Ltd. is a diverse resource for over 1.2 million registered  representatives, associated persons, traders, bankers, back-office staff, and owners of broker-dealers and registered investment advisors. The Coalition provides courtesy consultations with industry experts. Membership is free.

As Covid winds down, many brokerage firms are forced to confront years of declining profits and a challenging economy. As is often the case, the industry is announcing layoffs and reductions-in-force. The Coalition notes an increasing number of calls from Compliance, Legal, Audit, Risk, Financial, and Operations staff seeking job placement or assistance with relocation. In response, we issue this call for Executive Recruiters to contact the Coalition and join our roster of resources. We need to refer many industry professionals and employers to reputable recruiters. If you and your company are prepared to offer your services to our Members, please contact us so that we can arrange for a listing of your contact information.

Also, the Coalition offers a cost-effective classified advertising Marketplace ( for the posting of Help Wanted (employer), Position Wanted (employee), Professional Services (lawyers, CPAs, and consultants), and Announcements.  All placements are for an affordable flat fee and a 30-day-run.

For more information, please email

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