“I have filed a Form TCR with the SEC and have asked the federal regulator to investigate FINRA’s conduct of the 2023 Small Firm Governor election, which is so tarnished that even if the number of votes cast (including abstentions) rises to the one-third quorum, the victorious candidate will never be viewed as legitimate. If FINRA 's Board of Governors will not declare the 2023 election invalid and order a new vote without the interference of the proxy solicitor, then I call upon the uncontested candidates to voluntarily withdraw from the election. Shamefully, no sitting Governor has spoken out against FINRA's election interference; but, in truth, we have come to expect such equivocation from this lackluster Board.”
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